Compliance Officer

LJ Recruitment

A growing compliance company is looking for an experienced Compliance Officer to support clients with FCA authorisations and ongoing regulatory compliance.

This is a client-facing role suited to someone with strong FCA knowledge and hands-on experience managing regulatory applications.

Key Responsibilities

  • Manage FCA authorisation applications including SMCR, VOPs and ARs
  • Draft compliance policies, procedures and regulatory documentation
  • Liaise with the FCA and respond to regulatory queries
  • Monitor regulatory changes and provide compliance guidance
  • Manage multiple client relationships and projects

Requirements

  • Experience within FCA compliance or a regulated environment
  • Strong understanding of FCA regulations and filings
  • Excellent written and verbal communication skills
  • Ability to manage deadlines and multiple priorities

Benefits

  • Hybrid working
  • 20 days holiday + bank holidays
  • Birthday off
  • Private healthcare
  • Pension scheme
  • Ongoing training and progression opportunities

To apply for this job please visit www.jobg8.com.

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